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REGULATORY HOSTING
  • Strata offers Appointed Representative Services which allow our clients to conduct regulated activities as an efficient way to be regulated for the foreseeable future or while they wait to receive direct authorisation approval from the Financial Conduct Authority (FCA). Through this process Strata will be the Principal Firm and will maintain regulatory oversight of the Appointed Representative.

  • This will enable you to start your business with lower costs and a much reduced time frame to get regulatory permission. Within this service, we can establish your company, arrange for tax, legal and accounting services if needed, manage all your compliance needs to enable you to launch your regulated business quickly, efficiently and cost effectively. Our clients are typically from the securities, funds, investment banking sectors and the fintech/crypto sectors.

  • Through this process Strata will be the Principal Firm and will maintain regulatory oversight of the Appointed Representative providing pragmatic and efficient compliance support to the growth of your business