Our ARs range from large, non-UK-listed companies to boutique corporate finance firms operating within the UK through investment advisory entities. Strata maintains a comprehensive compliance framework, with robust systems and controls supported by bespoke technology.

Some of Strata’s ARs also act as investment advisors to a range of collective investment schemes, where our specialised knowledge and experience enhances the underlying asset strategy. Our extensive experience and deep understanding of the regulated environment enable us to handle complex challenges effectively.

Together with our partners, we offer guidance on fund jurisdiction, establishing the fund and company structure, and tax, legal, and accounting services as required. We also manage all compliance requirements to ensure a swift, efficient, and cost-effective launch of the regulated business. Strata collaborates with primary and secondary market participants across a diverse client base, ranging from start-ups to large corporation and even project-based capital-raising companies. Our clients are typically in the securities, funds, investment banking, and fintech/crypto sectors.

Our ARs are often at the beginning of their journey to becoming fully-fledged investment firms or independent funds. Strata assists these firms throughout the application process and frequently provides ongoing compliance advisory services.